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Nutanix, Inc. — Director's Dealing 2021
Sep 18, 2021
30285_dirs_2021-09-17_bac74f9d-bcbd-4489-9693-afdb70128f13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2021-09-15
Reporting Person: Sangster David (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Class A Common Stock | M | 5312 | $0.00 | Acquired | 100033 | Direct |
| 2021-09-15 | Class A Common Stock | M | 6250 | $0.00 | Acquired | 106283 | Direct |
| 2021-09-15 | Class A Common Stock | M | 15625 | $0.00 | Acquired | 121908 | Direct |
| 2021-09-15 | Class A Common Stock | M | 11787 | $0.00 | Acquired | 133695 | Direct |
| 2021-09-16 | Class A Common Stock | S | 19905 | $41.74 | Disposed | 113790 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-15 | Restricted Stock Units | $ | M | 5312 | Disposed | Class A Common Stock (5312) | Direct | |
| 2021-09-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250) | Direct | |
| 2021-09-15 | Restricted Stock Units | $ | M | 15625 | Disposed | Class A Common Stock (15625) | Direct | |
| 2021-09-15 | Restricted Stock Units | $ | M | 11787 | Disposed | Class A Common Stock (11787) | Direct |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.
F3: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F4: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the
Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F5: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through
the applicable vesting date.
F6: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.