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Nutanix, Inc. — Director's Dealing 2021
Dec 18, 2021
30285_dirs_2021-12-17_7ba97ff9-ae42-4692-aefc-b2d34c8b4ef8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2021-12-15
Reporting Person: Sangster David (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-15 | Class A Common Stock | M | 5313 | $0.00 | Acquired | 119103 | Direct |
| 2021-12-15 | Class A Common Stock | M | 6250 | $0.00 | Acquired | 125353 | Direct |
| 2021-12-15 | Class A Common Stock | M | 15625 | $0.00 | Acquired | 140978 | Direct |
| 2021-12-15 | Class A Common Stock | M | 11787 | $0.00 | Acquired | 152765 | Direct |
| 2021-12-16 | Class A Common Stock | M | 3019 | $0.00 | Acquired | 155784 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-15 | Restricted Stock Units | $ | M | 5313 | Disposed | Class A Common Stock (5313) | Direct | |
| 2021-12-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250) | Direct | |
| 2021-12-15 | Restricted Stock Units | $ | M | 15625 | Disposed | Class A Common Stock (15625) | Direct | |
| 2021-12-15 | Restricted Stock Units | $ | M | 11787 | Disposed | Class A Common Stock (11787) | Direct | |
| 2021-12-15 | Restricted Stock Units | $ | M | 3019 | Disposed | Class A Common Stock (3019) | Direct |
Footnotes
F1: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of the Issuer's Class A common stock.
F2: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F3: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F4: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.