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Nutanix, Inc. Director's Dealing 2020

Mar 17, 2020

30285_dirs_2020-03-17_81db66c0-3744-4ddb-a5b7-e3c03ba1119f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-03-15

Reporting Person: Pandey Dheeraj (Director, CEO and Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-15 Class A Common Stock M 12500 Acquired 41951 Direct
2020-03-15 Class A Common Stock M 6250 Acquired 48201 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-15 Restricted Stock Units $ M 12500 Disposed Class A Common Stock (12500.0) Direct
2020-03-15 Restricted Stock Units $ M 6250 Disposed Class A Common Stock (6250.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 8077 Indirect

Footnotes

F1: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.