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Nutanix, Inc. — Director's Dealing 2020
Mar 17, 2020
30285_dirs_2020-03-17_81db66c0-3744-4ddb-a5b7-e3c03ba1119f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-03-15
Reporting Person: Pandey Dheeraj (Director, CEO and Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-15 | Class A Common Stock | M | 12500 | — | Acquired | 41951 | Direct |
| 2020-03-15 | Class A Common Stock | M | 6250 | — | Acquired | 48201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-15 | Restricted Stock Units | $ | M | 12500 | Disposed | Class A Common Stock (12500.0) | Direct | |
| 2020-03-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8077 | Indirect |
Footnotes
F1: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.
F3: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
F4: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.