Nutanix, Inc. — Director's Dealing 2020

Sep 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-09-03

Reporting Person: Mhatre Ravi (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-03	Class A Common Stock	C	2141783	—	Acquired	2141783	Indirect
2020-09-03	Class A Common Stock	J	2141783	—	Disposed	0	Indirect
2020-09-03	Class A Common Stock	J	442164	—	Acquired	442164	Indirect
2020-09-03	Class A Common Stock	J	442164	—	Disposed	0	Indirect
2020-09-03	Class A Common Stock	J	59340	—	Acquired	513364	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-03	Class B Common Stock	$	C	2141783	Disposed		Class A Common Stock (2141783)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	425888	Direct

Footnotes

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F3: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Barry Eggers, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F4: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F5: The shares are held of record by LGP VIII.

F6: Represents in-kind distribution by LGP VIII without consideration to its partners (including Mr. Mhatre).

F7: The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity.

F8: Includes 11,536 unvested RSUs, which are issuable into shares of the Issuer's Class A Common Stock.