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Nutanix, Inc. — Director's Dealing 2020
Dec 15, 2020
30285_dirs_2020-12-15_b3b83d57-d629-444b-a241-b4b88d0782f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-12-11
Reporting Person: Boynton Aaron (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Class A Common Stock | S | 4982 | $31.08 | Disposed | 16162 | Direct |
| 2020-12-15 | Class A Common Stock | M | 625 | — | Acquired | 16787 | Direct |
| 2020-12-15 | Class A Common Stock | M | 1562 | — | Acquired | 18349 | Direct |
| 2020-12-15 | Class A Common Stock | M | 2000 | — | Acquired | 20349 | Direct |
| 2020-12-15 | Class A Common Stock | M | 1563 | — | Acquired | 21912 | Direct |
| 2020-12-15 | Class A Common Stock | M | 2652 | — | Acquired | 24564 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-15 | Restricted Stock Units | $ | M | 625 | Disposed | Class A Common Stock (625.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 1562 | Disposed | Class A Common Stock (1562.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 2000 | Disposed | Class A Common Stock (2000.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 1563 | Disposed | Class A Common Stock (1563.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 2652 | Disposed | Class A Common Stock (2652.0) | Direct |
Footnotes
F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2020.
F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.
F3: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on June 15, 2017, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F4: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2017, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F5: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F6: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F7: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.