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Nutanix, Inc. Director's Dealing 2020

Dec 15, 2020

30285_dirs_2020-12-15_ce204441-cf21-4ea3-9496-2069caf588d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-12-11

Reporting Person: Sangster David (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-11 Class A Common Stock M 7918 $3.20 Acquired 84728 Direct
2020-12-11 Class A Common Stock S 7918 $30.3192 Disposed 76810 Direct
2020-12-15 Class A Common Stock M 5313 Acquired 82123 Direct
2020-12-15 Class A Common Stock M 6250 Acquired 88373 Direct
2020-12-15 Class A Common Stock M 15625 Acquired 103998 Direct
2020-12-15 Class A Common Stock M 11787 Acquired 115785 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-11 Employee Stock Option (right to buy) $3.2 M 7918 Disposed 2024-05-19 Class A Common Stock (7918.0) Direct
2020-12-15 Restricted Stock Units $ M 5313 Disposed Class A Common Stock (5313.0) Direct
2020-12-15 Restricted Stock Units $ M 6250 Disposed Class A Common Stock (6250.0) Direct
2020-12-15 Restricted Stock Units $ M 15625 Disposed Class A Common Stock (15625.0) Direct
2020-12-15 Restricted Stock Units $ M 11787 Disposed Class A Common Stock (11787.0) Direct

Footnotes

F1: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F4: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F5: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F6: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.