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Nutanix, Inc. — Director's Dealing 2020
Dec 15, 2020
30285_dirs_2020-12-15_ce204441-cf21-4ea3-9496-2069caf588d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-12-11
Reporting Person: Sangster David (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-11 | Class A Common Stock | M | 7918 | $3.20 | Acquired | 84728 | Direct |
| 2020-12-11 | Class A Common Stock | S | 7918 | $30.3192 | Disposed | 76810 | Direct |
| 2020-12-15 | Class A Common Stock | M | 5313 | — | Acquired | 82123 | Direct |
| 2020-12-15 | Class A Common Stock | M | 6250 | — | Acquired | 88373 | Direct |
| 2020-12-15 | Class A Common Stock | M | 15625 | — | Acquired | 103998 | Direct |
| 2020-12-15 | Class A Common Stock | M | 11787 | — | Acquired | 115785 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-11 | Employee Stock Option (right to buy) | $3.2 | M | 7918 | Disposed | 2024-05-19 | Class A Common Stock (7918.0) | Direct |
| 2020-12-15 | Restricted Stock Units | $ | M | 5313 | Disposed | Class A Common Stock (5313.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 15625 | Disposed | Class A Common Stock (15625.0) | Direct | |
| 2020-12-15 | Restricted Stock Units | $ | M | 11787 | Disposed | Class A Common Stock (11787.0) | Direct |
Footnotes
F1: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.
F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.
F3: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F4: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F5: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F6: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.