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Nutanix, Inc. Director's Dealing 2020

Dec 16, 2020

30285_dirs_2020-12-15_dfa7debe-e92f-44eb-8ef8-96adf3d97cb6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-12-15

Reporting Person: Williams Duston (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-15 Class A Common Stock M 25000 Acquired 244535 Direct
2020-12-15 Class A Common Stock M 7500 Acquired 252035 Direct
2020-12-15 Class A Common Stock M 6250 Acquired 258285 Direct
2020-12-15 Class A Common Stock M 9375 Acquired 267660 Direct
2020-12-15 Class A Common Stock M 14734 Acquired 282394 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-15 Restricted Stock Units $ M 25000 Disposed Class A Common Stock (25000.0) Direct
2020-12-15 Restricted Stock Units $ M 7500 Disposed Class A Common Stock (7500.0) Direct
2020-12-15 Restricted Stock Units $ M 6250 Disposed Class A Common Stock (6250.0) Direct
2020-12-15 Restricted Stock Units $ M 9375 Disposed Class A Common Stock (9375.0) Direct
2020-12-15 Restricted Stock Units $ M 14734 Disposed Class A Common Stock (14734.0) Direct

Footnotes

F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2020.

F2: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F3: The RSUs will vest in 12 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F4: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F5: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F6: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F7: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.