Nutanix, Inc. — Director's Dealing 2020

Dec 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2020-12-15

Reporting Person: Pandey Dheeraj (10% Owner, Founder)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-15	Class A Common Stock	M	12500	—	Acquired	64708	Direct
2020-12-15	Class A Common Stock	M	6250	—	Acquired	70958	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-15	Restricted Stock Units	$	M	12500	Disposed		Class A Common Stock (12500.0)	Direct
2020-12-15	Restricted Stock Units	$	M	6250	Disposed		Class A Common Stock (6250.0)	Direct

Footnotes

F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer's Class A common stock.

F2: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled.

F3: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. As of the date of this report, the Reporting Person is continuing to provide service to the Issuer, as Founder, and will do so until the end of his employment period on December 18, 2020. All RSUs held by the Reporting Person that remain unvested as of December 18, 2020 will be cancelled.