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Nutanix, Inc. — Director's Dealing 2019
Mar 19, 2019
30285_dirs_2019-03-19_a8c54885-648e-44e5-9f13-0aa091072338.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2019-03-15
Reporting Person: Pandey Dheeraj (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Class A Common Stock | M | 12500 | — | Acquired | 230921 | Direct |
| 2019-03-15 | Class A Common Stock | M | 6250 | — | Acquired | 237171 | Direct |
| 2019-03-18 | Class A Common Stock | F | 6585 | $38.4662 | Disposed | 230586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-15 | Restricted Stock Units | $ | M | 12500 | Disposed | Class A Common Stock (12500.0) | Direct | |
| 2019-03-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8077 | Indirect |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
F3: Each RSU represents a contingent right to receive one share of Issuer common stock.
F4: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
F5: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.