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Nutanix, Inc. — Director's Dealing 2019
Apr 30, 2019
30285_dirs_2019-04-30_6f936170-c456-456a-b21a-84f5900cde27.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2019-04-28
Reporting Person: Potti Sunil (Chief Product/Development Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-28 | Class A Common Stock | M | 6696 | — | Acquired | 214065 | Direct |
| 2019-04-29 | Class A Common Stock | F | 3339 | $43.27 | Disposed | 210726 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-28 | Restricted Stock Units | $ | M | 6696 | Disposed | Class A Common Stock (6696.0) | Direct |
Footnotes
F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2019.
F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F3: Each RSU represents a contingent right to receive one share of Issuer common stock.
F4: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.