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Nutanix, Inc. Director's Dealing 2019

Jun 18, 2019

30285_dirs_2019-06-17_bf3a51fe-639e-400a-830a-93b4bcb16fd7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2019-06-13

Reporting Person: Mhatre Ravi (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-13 Class A Common Stock C 3000000 Acquired 3000000 Indirect
2019-06-13 Class A Common Stock J 3000000 Disposed 0 Indirect
2019-06-13 Class A Common Stock J 586876 Acquired 586876 Indirect
2019-06-13 Class A Common Stock J 586876 Disposed 0 Indirect
2019-06-13 Class A Common Stock J 78844 Acquired 341016 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-13 Class B Common Stock $ C 3000000 Disposed Class A Common Stock (3000000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 414352 Direct
Class A Common Stock 190363 Indirect

Footnotes

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F3: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Barry Eggers, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F4: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F5: The shares are held of record by LGP VIII.

F6: Represents in-kind distribution by LGP VIII without consideration to its partners (including Mr. Mhatre).

F7: The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity.

F8: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("LSVP Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of LSVP Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.