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Nutanix, Inc. — Director's Dealing 2019
Jul 9, 2019
30285_dirs_2019-07-08_a098fdd0-0250-4e23-a941-f4d0bcc0bb82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2019-07-03
Reporting Person: Mhatre Ravi (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-03 | Class A Common Stock | C | 2300000 | — | Acquired | 2300000 | Indirect |
| 2019-07-03 | Class A Common Stock | J | 2300000 | — | Disposed | 0 | Indirect |
| 2019-07-03 | Class A Common Stock | J | 449933 | — | Acquired | 449933 | Indirect |
| 2019-07-03 | Class A Common Stock | J | 449933 | — | Disposed | 0 | Indirect |
| 2019-07-03 | Class A Common Stock | J | 60446 | — | Acquired | 401462 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-03 | Class B Common Stock | $ | C | 2300000 | Disposed | Class A Common Stock (2300000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 414352 | Direct |
| Class A Common Stock | 190363 | Indirect |
Footnotes
F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
F2: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").
F3: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Barry Eggers, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.
F4: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
F5: The shares are held of record by LGP VIII.
F6: Represents in-kind distribution by LGP VIII without consideration to its partners (including Mr. Mhatre).
F7: The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity.
F8: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("LSVP Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of LSVP Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh. Mr. Mhatre disclaims his beneficial ownership of the shares except to the extent of his pecuniary interest therein.