Nutanix, Inc. — Director's Dealing 2019

Sep 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2019-09-15

Reporting Person: Pandey Dheeraj (Director, CEO and Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-15	Class A Common Stock	M	12500	—	Acquired	254214	Direct
2019-09-15	Class A Common Stock	M	6250	—	Acquired	260464	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-15	Restricted Stock Units	$	M	12500	Disposed		Class A Common Stock (12500.0)	Direct
2019-09-15	Restricted Stock Units	$	M	6250	Disposed		Class A Common Stock (6250.0)	Direct
2019-09-16	Class B Common Stock	$	J	1516225	Disposed		Class A Common Stock (1516225.0)	Indirect
2019-09-16	Class B Common Stock	$	J	372571	Acquired		Class A Common Stock (372571.0)	Indirect
2019-09-16	Class B Common Stock	$	J	381218	Acquired		Class A Common Stock (381218.0)	Indirect
2019-09-16	Class B Common Stock	$	J	381218	Acquired		Class A Common Stock (381218.0)	Indirect
2019-09-16	Class B Common Stock	$	J	381218	Acquired		Class A Common Stock (381218.0)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	8077	Indirect

Footnotes

F1: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

F2: Each Restricted Stock Unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F5: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F6: The shares were transferred pursuant to a gift transfer.

F7: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.

F8: The shares are held of record by the Pandey 2016 Annuity trust, for which the Reporting Person serves as trustee, for the benefit of the Reporting Person's minor child.