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Nutanix, Inc. — Director's Dealing 2018
Mar 14, 2018
30285_dirs_2018-03-14_9285bc64-71ae-4e40-a6c7-63bd71323708.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-03-12
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-12 | Class A Common Stock | M | 4000 | $1.22 | Acquired | 4000 | Direct |
| 2018-03-12 | Class A Common Stock | M | 96082 | $3.20 | Acquired | 100082 | Direct |
| 2018-03-12 | Class A Common Stock | S | 40049 | $49.6316 | Disposed | 60033 | Direct |
| 2018-03-12 | Class A Common Stock | S | 27422 | $50.7011 | Disposed | 32611 | Direct |
| 2018-03-12 | Class A Common Stock | S | 32611 | $51.3368 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-12 | Employee Stock Option (right to buy) | $1.22 | M | 4000 | Disposed | 2023-07-16 | Class A Common Stock (4000.0) | Direct |
| 2018-03-12 | Employee Stock Option (right to buy) | $3.2 | M | 96082 | Disposed | 2024-05-19 | Class A Common Stock (96082.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $49.02 to $50.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $50.02 to $51.01. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $51.02 to $51.62. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F5: The option is subject to an early exercise provision and is exercisable at the grant date. Shares subject to the option vest 1/48th monthly starting on July 18, 2013.
F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.