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Nutanix, Inc. — Director's Dealing 2018
Mar 19, 2018
30285_dirs_2018-03-19_d8f3028b-9891-46a1-99fb-1be97be1142f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-03-15
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Class A Common Stock | M | 12500 | — | Acquired | 12500 | Direct |
| 2018-03-15 | Class A Common Stock | M | 5312 | — | Acquired | 17812 | Direct |
| 2018-03-16 | Class A Common Stock | F | 6287 | $53.7116 | Disposed | 11525 | Direct |
| 2018-03-19 | Class A Common Stock | S | 6625 | $52.6581 | Disposed | 4900 | Direct |
| 2018-03-15 | Class A Common Stock | S | 4900 | $53.562 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-15 | Restricted Stock Units | $ | M | 12500 | Disposed | Class A Common Stock (12500.0) | Direct | |
| 2018-03-15 | Restricted Stock Units | $ | M | 5312 | Disposed | Class A Common Stock (5312.0) | Direct |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $52.01 to $53.00. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.06 to $54.05. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: Each RSU represents a contingent right to receive one share of Issuer common stock.
F5: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
F6: 5,312 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.