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Nutanix, Inc. — Director's Dealing 2018
Apr 3, 2018
30285_dirs_2018-04-03_9da5929a-1b0c-4bc8-8b2f-d93a564e4ce4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-04-01
Reporting Person: Vadakkedath Sudheesh Nair (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-01 | Class A Common Stock | M | 25000 | — | Acquired | 179856 | Direct |
| 2018-04-02 | Class A Common Stock | F | 12609 | $48.2927 | Disposed | 167247 | Direct |
| 2018-04-02 | Class A Common Stock | M | 40000 | $3.20 | Acquired | 207247 | Direct |
| 2018-04-02 | Class A Common Stock | S | 40000 | $48.28 | Disposed | 167247 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-01 | Restricted Stock Units | $ | M | 25000 | Disposed | Class A Common Stock (25000.0) | Direct | |
| 2018-04-02 | Employee Stock Option (right to buy) | $3.2 | M | 40000 | Disposed | 2024-05-19 | Class B Common Stock (40000.0) | Direct |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F3: Each RSU represents a contingent right to receive one share of Issuer common stock.
F4: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.
F5: The option is subject to an early exercise provision and is immediately exercisable. The option vests as to 12,066 shares monthly through 04/01/2019.
F6: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.