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Nutanix, Inc. — Director's Dealing 2018
Jun 4, 2018
30285_dirs_2018-06-04_86d11829-fe2f-44b8-aa05-f5463d65d0eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-05-31
Reporting Person: Williams Duston (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-31 | Class A Common Stock | M | 167600 | $3.20 | Acquired | 276620 | Direct |
| 2018-05-31 | Class A Common Stock | S | 167600 | $53.5586 | Disposed | 109020 | Direct |
| 2018-06-01 | Class A Common Stock | M | 132400 | $3.20 | Acquired | 241420 | Direct |
| 2018-06-01 | Class A Common Stock | S | 56662 | $54.3978 | Disposed | 184758 | Direct |
| 2018-06-01 | Class A Common Stock | S | 75738 | $55.1753 | Disposed | 109020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-31 | Employee Stock Option (right to buy) | $3.2 | M | 167600 | Disposed | 2024-06-18 | Class B Common Stock (167600.0) | Direct |
| 2018-06-01 | Employee Stock Option (right to buy) | $3.2 | M | 132400 | Disposed | 2024-06-18 | Class B Common Stock (132400.0) | Direct |
Footnotes
F1: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2018.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.20 to $54.13. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.83 to $54.82. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.83 to $55.36. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F5: The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018.
F6: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.