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Nutanix, Inc. — Director's Dealing 2018
Jun 6, 2018
30285_dirs_2018-06-06_75aa66bc-d9f7-4cca-9ef5-930c482d9ac2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-06-04
Reporting Person: Vadakkedath Sudheesh Nair (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-04 | Class A Common Stock | M | 20000 | $1.22 | Acquired | 187247 | Direct |
| 2018-06-04 | Class A Common Stock | S | 20000 | $56.4434 | Disposed | 167247 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-04 | Employee Stock Option (right to buy) | $1.22 | M | 20000 | Disposed | 2023-05-13 | Class B Common Stock (20000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $56.27 to $56.76. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: Shares subject to the option are fully vested and immediately exercisable.
F4: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.