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Nutanix, Inc. — Director's Dealing 2018
Jun 8, 2018
30285_dirs_2018-06-08_7b56c018-cbbd-43a6-856c-0371373371af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-06-06
Reporting Person: Pandey Dheeraj (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-06 | Class A Common Stock | J | 10000 | — | Acquired | 18074 | Indirect |
| 2018-06-06 | Class A Common Stock | G | 10000 | — | Disposed | 8074 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-06 | Class B Common Stock | $ | J | 10000 | Disposed | Class A Common Stock (10000.0) | Indirect |
Footnotes
F1: The reporting person has elected to convert the securities from Class B common stock into Class A common stock.
F2: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
F3: This is a gift to a donor advised charity fund and includes the gains received by the Reporting Person in connection with the Issuer's acquisition of Netsil Inc., as previously disclosed in the Issuer's Current Report on Form 8-K, dated March 12, 2018.
F4: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
F5: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.