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Nutanix, Inc. Director's Dealing 2018

Jun 20, 2018

30285_dirs_2018-06-19_ef82b55d-3be8-4a9f-95cb-080e0c750540.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-06-15

Reporting Person: Sangster David (EVP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-15 Class A Common Stock M 12500 Acquired 12500 Direct
2018-06-15 Class A Common Stock M 5313 Acquired 17813 Direct
2018-06-18 Class A Common Stock F 8947 $61.862 Disposed 8866 Direct
2018-06-19 Class A Common Stock S 700 $60.0343 Disposed 8166 Direct
2018-06-19 Class A Common Stock S 5084 $61.0001 Disposed 3082 Direct
2018-06-19 Class A Common Stock S 2582 $61.6168 Disposed 500 Direct
2018-06-19 Class A Common Stock S 500 $62.948 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-15 Restricted Stock Units $ M 12500 Disposed Class A Common Stock (12500.0) Direct
2018-06-15 Restricted Stock Units $ M 5313 Disposed Class A Common Stock (5313.0) Direct

Footnotes

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $59.34 to $60.32. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $60.40 to $61.39. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $61.43 to $62.33. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $62.65 to $63.14. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F7: Each RSU represents a contingent right to receive one share of Issuer common stock.

F8: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F9: 5,312 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.