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Nutanix, Inc. — Director's Dealing 2018
Oct 25, 2018
30285_dirs_2018-10-25_c7b4bdda-2761-4b0c-9f4b-a260ff50d51b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-10-23
Reporting Person: Pandey Dheeraj (Director, CEO and Chairman)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-23 | Class A Common Stock | $ | A | 100000 | Acquired | Class A Common Stock (100000.0) | Direct | |
| 2018-09-14 | Class B Common Stock | $ | J | 158687 | Disposed | Class A Common Stock (158687.0) | Indirect | |
| 2018-09-14 | Class B Common Stock | $ | J | 158687 | Acquired | Class A Common Stock (158687.0) | Indirect | |
| 2018-10-09 | Class B Common Stock | $ | J | 30000 | Disposed | Class A Common Stock (30000.0) | Indirect | |
| 2018-10-09 | Class B Common Stock | $ | J | 30000 | Acquired | Class A Common Stock (30000.0) | Indirect |
Footnotes
F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
F2: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
F3: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.
F4: The shares were transferred pursuant to a gift transfer.
F5: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.
F6: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
F7: The shares are held of record by The Pandey 2017 Irrevocable Descendants Trust for which the Reporting Person and his spouse serve as trustees.
F8: The shares are held of record by The Pandey Irrevocable Descendants Trust for which the Reporting Person's spouse serves as trustee.