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Nutanix, Inc. Director's Dealing 2018

Oct 25, 2018

30285_dirs_2018-10-25_c7b4bdda-2761-4b0c-9f4b-a260ff50d51b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-10-23

Reporting Person: Pandey Dheeraj (Director, CEO and Chairman)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-23 Class A Common Stock $ A 100000 Acquired Class A Common Stock (100000.0) Direct
2018-09-14 Class B Common Stock $ J 158687 Disposed Class A Common Stock (158687.0) Indirect
2018-09-14 Class B Common Stock $ J 158687 Acquired Class A Common Stock (158687.0) Indirect
2018-10-09 Class B Common Stock $ J 30000 Disposed Class A Common Stock (30000.0) Indirect
2018-10-09 Class B Common Stock $ J 30000 Acquired Class A Common Stock (30000.0) Indirect

Footnotes

F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F4: The shares were transferred pursuant to a gift transfer.

F5: The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.

F6: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

F7: The shares are held of record by The Pandey 2017 Irrevocable Descendants Trust for which the Reporting Person and his spouse serve as trustees.

F8: The shares are held of record by The Pandey Irrevocable Descendants Trust for which the Reporting Person's spouse serves as trustee.