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Nutanix, Inc. — Director's Dealing 2018
Dec 19, 2018
30285_dirs_2018-12-18_b4ab8bb2-fac7-44e1-88cc-9d619cf8c35e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2018-12-17
Reporting Person: Mhatre Ravi (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-17 | Class A Common Stock | A | 8699 | — | Acquired | 414352 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 206350 | Indirect |
| Class A Common Stock | 190363 | Indirect |
Footnotes
F1: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 17, 2018 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
F2: Class A common stock held of record by the Mhatre Investments LP Fund I.
F3: Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Liew, Mhatre and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F4: The shares are held of record by Lightspeed Select.