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Nutanix, Inc. — Director's Dealing 2017
Mar 24, 2017
30285_dirs_2017-03-24_56a024cb-de87-4fb8-a8d4-3b38edc7bc14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-03-22
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-22 | Class A Common Stock | J | 102000 | — | Acquired | 102000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-22 | Class B Common Stock | $ | J | 102000 | Disposed | Class A Common Stock (102000.0) | Direct | |
| 2017-03-22 | Employee Stock Option (right to buy) | $0.49 | J | 248000 | Disposed | 2021-12-08 | Class B Common Stock (248000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $0.49 | J | 248000 | Acquired | 2021-12-08 | Class A Common Stock (248000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $1.22 | J | 20000 | Disposed | 2022-11-15 | Class B Common Stock (20000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $1.22 | J | 20000 | Acquired | 2022-11-15 | Class A Common Stock (20000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $1.22 | J | 50000 | Disposed | 2023-07-16 | Class B Common Stock (50000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $1.22 | J | 50000 | Acquired | 2023-07-16 | Class A Common Stock (50000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $3.2 | J | 380000 | Disposed | 2024-05-19 | Class B Common Stock (380000.0) | Direct |
| 2017-03-22 | Employee Stock Option (right to buy) | $3.2 | J | 380000 | Acquired | 2024-05-19 | Class A Common Stock (380000.0) | Direct |
| 2017-03-22 | Restricted Stock Units | $ | J | 150000 | Disposed | Class B Common Stock (150000.0) | Direct | |
| 2017-03-22 | Restricted Stock Units | $ | J | 150000 | Acquired | Class A Common Stock (150000.0) | Direct |
Footnotes
F1: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. The reporting person has elected to convert his shares of Class B common stock into Class A common stock.
F2: The reporting person has elected to convert the securities underlying his stock options from Class B common stock to Class A common stock.
F3: Shares subject to the option are fully vested and immediately exercisable.
F4: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.
F5: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.
F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.
F7: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
F8: The reporting person has elected to convert the securities underlying the RSUs from Class B common stock into Class A common stock.
F9: On May 28, 2017, 37,500 RSUs vest and become issuable and the remaining RSUs vest in 9 equal quarterly installments beginning on June 15, 2017.