Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Nutanix, Inc. Director's Dealing 2017

Mar 31, 2017

30285_dirs_2017-03-31_3328362e-f710-4bbb-80a4-e6252fd8206b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-03-28

Reporting Person: Mhatre Ravi (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-27 Class A Common Stock C 10352222 Acquired 10352222 Indirect
2017-03-15 Class A Common Stock C 3612374 Acquired 3612374 Indirect
2017-03-28 Class A Common Stock J 2860446 Disposed 7491776 Indirect
2017-03-28 Class A Common Stock J 736566 Acquired 736566 Indirect
2017-03-28 Class A Common Stock J 736566 Disposed 0 Indirect
2017-03-28 Class A Common Stock J 109853 Acquired 109853 Direct
2017-03-28 Class A Common Stock J 1430223 Disposed 2182151 Indirect
2017-03-28 Class A Common Stock J 332886 Acquired 332886 Indirect
2017-03-28 Class A Common Stock J 332886 Disposed 0 Indirect
2017-03-28 Class A Common Stock J 44581 Acquired 44581 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-27 Class B Common Stock $ C 10352222 Disposed Class A Common Stock (10352222) Indirect
2017-03-15 Class B Common Stock $ C 3612374 Disposed Class A Common Stock (3612374) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (190363) 190363 Indirect

Footnotes

F1: Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.

F2: The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").

F3: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F4: The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").

F5: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.

F6: Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).

F7: The shares are held of record by LGP VII.

F8: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F9: The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity

F10: Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).

F11: The shares are held of record by LGP VIII.

F12: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).

F13: The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Mr. Mhatre disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

F14: Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.