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Nutanix, Inc. Director's Dealing 2017

Mar 31, 2017

30285_dirs_2017-03-31_9ffd846b-4950-49e9-be95-92967af43e5e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-03-29

Reporting Person: Sangster David (EVP, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-29 Class A Common Stock M 201405 $0.49 Acquired 303405 Direct
2017-03-29 Class A Common Stock S 201405 $18.6426 Disposed 102000 Direct
2017-03-30 Class A Common Stock M 46595 $0.49 Acquired 148595 Direct
2017-03-30 Class A Common Stock S 46595 $19.0473 Disposed 102000 Direct
2017-03-30 Class A Common Stock M 20000 $1.22 Acquired 122000 Direct
2017-03-30 Class A Common Stock S 20000 $19.0473 Disposed 102000 Direct
2017-03-30 Class A Common Stock M 32000 $1.22 Acquired 134000 Direct
2017-03-30 Class A Common Stock S 32000 $19.0473 Disposed 102000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-29 Employee Stock Option (right to buy) $0.49 M 201405 Disposed 2021-12-08 Class A Common Stock (201405.0) Direct
2017-03-30 Employee Stock Option (right to buy) $0.49 M 46595 Disposed 2021-12-08 Class A Common Stock (46595.0) Direct
2017-03-30 Employee Stock Option (right to buy) $1.22 M 20000 Disposed 2022-11-15 Class A Common Stock (20000.0) Direct
2017-03-30 Employee Stock Option (right to buy) $1.22 M 32000 Disposed 2023-07-16 Class A Common Stock (32000.0) Direct

Footnotes

F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.21 to $18.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.82 to $19.19. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F4: Shares subject to the option are fully vested and immediately exercisable.

F5: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.

F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.