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Nutanix, Inc. — Director's Dealing 2017
Mar 31, 2017
30285_dirs_2017-03-31_9ffd846b-4950-49e9-be95-92967af43e5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-03-29
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-29 | Class A Common Stock | M | 201405 | $0.49 | Acquired | 303405 | Direct |
| 2017-03-29 | Class A Common Stock | S | 201405 | $18.6426 | Disposed | 102000 | Direct |
| 2017-03-30 | Class A Common Stock | M | 46595 | $0.49 | Acquired | 148595 | Direct |
| 2017-03-30 | Class A Common Stock | S | 46595 | $19.0473 | Disposed | 102000 | Direct |
| 2017-03-30 | Class A Common Stock | M | 20000 | $1.22 | Acquired | 122000 | Direct |
| 2017-03-30 | Class A Common Stock | S | 20000 | $19.0473 | Disposed | 102000 | Direct |
| 2017-03-30 | Class A Common Stock | M | 32000 | $1.22 | Acquired | 134000 | Direct |
| 2017-03-30 | Class A Common Stock | S | 32000 | $19.0473 | Disposed | 102000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-29 | Employee Stock Option (right to buy) | $0.49 | M | 201405 | Disposed | 2021-12-08 | Class A Common Stock (201405.0) | Direct |
| 2017-03-30 | Employee Stock Option (right to buy) | $0.49 | M | 46595 | Disposed | 2021-12-08 | Class A Common Stock (46595.0) | Direct |
| 2017-03-30 | Employee Stock Option (right to buy) | $1.22 | M | 20000 | Disposed | 2022-11-15 | Class A Common Stock (20000.0) | Direct |
| 2017-03-30 | Employee Stock Option (right to buy) | $1.22 | M | 32000 | Disposed | 2023-07-16 | Class A Common Stock (32000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.21 to $18.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.82 to $19.19. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: Shares subject to the option are fully vested and immediately exercisable.
F5: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on November 5, 2013 and 1/48th of the shares vest monthly thereafter.
F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.