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Nutanix, Inc. — Director's Dealing 2017
Apr 6, 2017
30285_dirs_2017-04-05_eafcac2f-99c7-4efc-8173-51b8c15d3cc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-04-04
Reporting Person: Mhatre Ravi (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-04 | Class A Common Stock | J | 2860445 | — | Disposed | 4631331 | Indirect |
| 2017-04-04 | Class A Common Stock | J | 736565 | — | Acquired | 736565 | Indirect |
| 2017-04-04 | Class A Common Stock | J | 736565 | — | Disposed | 0 | Indirect |
| 2017-04-04 | Class A Common Stock | J | 109851 | — | Acquired | 219704 | Direct |
| 2017-04-04 | Class A Common Stock | J | 1430223 | — | Disposed | 751928 | Indirect |
| 2017-04-04 | Class A Common Stock | J | 332886 | — | Acquired | 332886 | Indirect |
| 2017-04-04 | Class A Common Stock | J | 332886 | — | Disposed | 0 | Indirect |
| 2017-04-04 | Class A Common Stock | J | 44581 | — | Acquired | 89162 | Indirect |
Footnotes
F1: Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
F2: The shares are held of record by Lightspeed VII.
F3: Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F4: The shares are held of record by LGP VII.
F5: Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F6: Represents in-kind distribution by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII") without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
F7: The shares are held of record by Lightspeed VIII.
F8: Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
F9: The shares are held of record by LGP VIII.
F10: Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
F11: The shares are held of record by Mhatre Investments LP - Fund 1. Mr. Mhatre serves as the trustee of the general partner of such entity