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Nutanix, Inc. — Director's Dealing 2017
May 3, 2017
30285_dirs_2017-05-02_ab908777-4c63-4083-ad6e-fe9e2e57d032.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-05-01
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Class A Common Stock | M | 14000 | $1.22 | Acquired | 116000 | Direct |
| 2017-05-01 | Class A Common Stock | M | 3637 | $3.20 | Acquired | 119637 | Direct |
| 2017-05-01 | Class A Common Stock | S | 17637 | $15.0261 | Disposed | 102000 | Direct |
| 2017-05-02 | Class A Common Stock | M | 9363 | $3.20 | Acquired | 111363 | Direct |
| 2017-05-02 | Class A Common Stock | S | 9363 | $15.0155 | Disposed | 102000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Employee Stock Option (right to buy) | $1.22 | M | 14000 | Disposed | 2023-07-16 | Class A Common Stock (14000.0) | Direct |
| 2017-05-01 | Employee Stock Option (right to buy) | $3.2 | M | 3637 | Disposed | 2024-05-19 | Class A Common Stock (3637.0) | Direct |
| 2017-05-02 | Employee Stock Option (right to buy) | $3.2 | M | 9363 | Disposed | 2024-05-19 | Class A Common Stock (9363.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.17. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $15.00 to $15.16. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on July 18, 2013.
F5: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.