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Nutanix, Inc. — Director's Dealing 2017
May 17, 2017
30285_dirs_2017-05-17_dea52497-c312-4e26-bc3c-d9c42a11fa81.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-05-15
Reporting Person: Mirani Rajiv (SVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-15 | Class A Common Stock | M | 25000 | $1.22 | Acquired | 275000 | Direct |
| 2017-05-15 | Class A Common Stock | S | 25000 | $17.0186 | Disposed | 250000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 | Employee Stock Option (right to buy) | $1.22 | M | 25000 | Disposed | 2023-07-16 | Class A Common Stock (25000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $16.31 to $17.37. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.