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Nutanix, Inc. — Director's Dealing 2017
May 24, 2017
30285_dirs_2017-05-24_08f3025a-85c1-48b7-afae-fe7284e90528.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2016-09-29
Reporting Person: Singh Ajeet (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (500000) | Indirect | ||
| Class B Common Stock | $ | Class A Common Stock (4519801) | Indirect |
Footnotes
F1: The Issuer filed a prospectus dated 09/29/16 under Rule 424(b) (File No. 333-208711) on 09/30/16 (the "Prospectus"). The Reporting Person was subject to a lock-up agreement during the 180-day period after 09/29/16. After expiration of this lock-up period, each share of the Issuer's Class B Common Stock became convertible into one share of the Issuer's Class A Common Stock at the option of the holder or under certain circumstances described in the Prospectus. The Class B Common Stock may convert into Class A Common Stock upon the 17-year anniversary of the closing of the Issuer's IPO.
F2: The shares are owned by the SINGH/SAHARAN 2014 IRREVOCABLE DESCENDANTS' TRUST (the "Irrevocable Trust"). The Reporting Person is a co-trustee of the Irrevocable Trust and, as such, may be deemed to have beneficial ownership in such shares.
F3: The shares are owned by the SINGH/SAHARAN REVOCABLE TRUST (the "Revocable Trust"). The Reporting Person is a co-trustee of the Revocable Trust and, as such, may be deemed to have beneficial ownership in such shares.