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Nutanix, Inc. — Director's Dealing 2017
May 31, 2017
30285_dirs_2017-05-31_368b218b-6e05-453c-95d0-2b73d6b218c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-05-28
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-28 | Class A Common Stock | M | 37500 | — | Acquired | 139500 | Direct |
| 2017-05-30 | Class A Common Stock | M | 27000 | $3.20 | Acquired | 166500 | Direct |
| 2017-05-30 | Class A Common Stock | S | 27000 | $19.0387 | Disposed | 139500 | Direct |
| 2017-05-31 | Class A Common Stock | F | 21414 | $18.4248 | Disposed | 118086 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-28 | Restricted Stock Units | $ | M | 37500 | Disposed | Class A Common Stock (37500.0) | Direct | |
| 2017-05-30 | Employee Stock Option (right to buy) | $3.2 | M | 27000 | Disposed | 2024-05-19 | Class A Common Stock (27000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $18.75 to $19.75. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.
F4: Each RSU represents a contingent right to receive one share of Issuer common stock.
F5: On May 28, 2017, 37,500 RSUs vested and became issuable and the remaining RSUs shall vest in 9 equal quarterly installments beginning on June 15, 2017.
F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.