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Nutanix, Inc. — Director's Dealing 2017
Jun 20, 2017
30285_dirs_2017-06-19_9d6cd501-ba06-49e9-b3b9-fe1e9a457d36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-06-15
Reporting Person: Mirani Rajiv (SVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-15 | Class A Common Stock | M | 20000 | $1.22 | Acquired | 271000 | Direct |
| 2017-06-15 | Class A Common Stock | S | 20000 | $17.1628 | Disposed | 251000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-15 | Employee Stock Option (right to buy) | $1.22 | M | 20000 | Disposed | 2023-07-16 | Class A Common Stock (20000.0) | Direct |
Footnotes
F1: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.
F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $16.9801 to $17.37. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.