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Nutanix, Inc. — Director's Dealing 2017
Jun 29, 2017
30285_dirs_2017-06-28_45b03548-eb9d-4bf9-a8f0-5b93cfe511a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-06-26
Reporting Person: Mirani Rajiv (SVP, Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-26 | Class A Common Stock | M | 4600 | $1.22 | Acquired | 255600 | Direct |
| 2017-06-26 | Class A Common Stock | S | 4600 | $20.0239 | Disposed | 251000 | Direct |
| 2017-06-28 | Class A Common Stock | M | 20400 | $1.22 | Acquired | 271400 | Direct |
| 2017-06-28 | Class A Common Stock | S | 20400 | $20.0555 | Disposed | 251000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-26 | Employee Stock Option (right to buy) | $1.22 | M | 4600 | Disposed | 2023-07-16 | Class A Common Stock (4600.0) | Direct |
| 2017-06-28 | Employee Stock Option (right to buy) | $1.22 | M | 20400 | Disposed | 2023-07-16 | Class A Common Stock (20400.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.00 to $20.22. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.00 to $20.20. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.