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Nutanix, Inc. Director's Dealing 2017

Jun 29, 2017

30285_dirs_2017-06-28_45b03548-eb9d-4bf9-a8f0-5b93cfe511a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-06-26

Reporting Person: Mirani Rajiv (SVP, Engineering)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-26 Class A Common Stock M 4600 $1.22 Acquired 255600 Direct
2017-06-26 Class A Common Stock S 4600 $20.0239 Disposed 251000 Direct
2017-06-28 Class A Common Stock M 20400 $1.22 Acquired 271400 Direct
2017-06-28 Class A Common Stock S 20400 $20.0555 Disposed 251000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-26 Employee Stock Option (right to buy) $1.22 M 4600 Disposed 2023-07-16 Class A Common Stock (4600.0) Direct
2017-06-28 Employee Stock Option (right to buy) $1.22 M 20400 Disposed 2023-07-16 Class A Common Stock (20400.0) Direct

Footnotes

F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.00 to $20.22. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.00 to $20.20. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F4: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.