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Nutanix, Inc. — Director's Dealing 2017
Aug 2, 2017
30285_dirs_2017-08-01_6ce9aaf1-0ddd-4313-9b5d-4c07d60082cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-07-28
Reporting Person: Potti Sunil (Chief Product/Development Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-28 | Class A Common Stock | M | 3571 | — | Acquired | 134953 | Direct |
| 2017-07-28 | Class A Common Stock | F | 1350 | $21.79 | Disposed | 133603 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-28 | Restricted Stock Units | $ | M | 3571 | Disposed | Class A Common Stock (3571.0) | Direct |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.
F2: Each RSU represents a contingent right to receive one share of Issuer common stock.
F3: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.