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Nutanix, Inc. Director's Dealing 2017

Aug 12, 2017

30285_dirs_2017-08-11_77bce7b7-6084-4a20-826c-c373de8882cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-06-01

Reporting Person: GOMO STEVEN J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-09 Class A Common Stock J 42500 Acquired 85000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-01 Restricted Stock Units $ M 5313 Disposed Class B Common Stock (5313.0) Direct
2017-06-01 Class B Common Stock $ M 5313 Acquired Class A Common Stock (5313.0) Direct
2017-08-09 Class B Common Stock $ J 42500 Disposed Class A Common Stock (42500.0) Direct
2017-08-09 Restricted Stock Units $ J 42500 Disposed Class B Common Stock (42500.0) Direct

Footnotes

F1: This number includes 42,500 unvested restricted stock units or RSUs, which are issuable into Class A common stock.

F2: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F6: The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.