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Nutanix, Inc. — Director's Dealing 2017
Aug 12, 2017
30285_dirs_2017-08-11_77bce7b7-6084-4a20-826c-c373de8882cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-06-01
Reporting Person: GOMO STEVEN J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-09 | Class A Common Stock | J | 42500 | — | Acquired | 85000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Restricted Stock Units | $ | M | 5313 | Disposed | Class B Common Stock (5313.0) | Direct | |
| 2017-06-01 | Class B Common Stock | $ | M | 5313 | Acquired | Class A Common Stock (5313.0) | Direct | |
| 2017-08-09 | Class B Common Stock | $ | J | 42500 | Disposed | Class A Common Stock (42500.0) | Direct | |
| 2017-08-09 | Restricted Stock Units | $ | J | 42500 | Disposed | Class B Common Stock (42500.0) | Direct |
Footnotes
F1: This number includes 42,500 unvested restricted stock units or RSUs, which are issuable into Class A common stock.
F2: Each RSU represents a contingent right to receive one share of Issuer common stock.
F3: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.
F4: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.
F5: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.
F6: The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.