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Nutanix, Inc. — Director's Dealing 2017
Sep 7, 2017
30285_dirs_2017-09-07_9fac86dc-34eb-4ede-8229-193a63496865.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-09-05
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-05 | Class A Common Stock | M | 14250 | $3.20 | Acquired | 103500 | Direct |
| 2017-09-05 | Class A Common Stock | S | 6685 | $20.6997 | Disposed | 96815 | Direct |
| 2017-09-05 | Class A Common Stock | S | 7565 | $21.5196 | Disposed | 89250 | Direct |
| 2017-09-05 | Class A Common Stock | S | 5980 | $20.6908 | Disposed | 83270 | Direct |
| 2017-09-05 | Class A Common Stock | S | 6770 | $21.5161 | Disposed | 76500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-05 | Employee Stock Option (right to buy) | $3.2 | M | 14250 | Disposed | 2024-05-19 | Class A Common Stock (14250.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.22 to $21.20. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.22 to $21.99. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.19 to $21.12. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.23 to $21.97. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F6: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.