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Nutanix, Inc. — Director's Dealing 2017
Sep 13, 2017
30285_dirs_2017-09-13_79edbd31-87ed-425d-b542-fdb89e9c4e79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-09-11
Reporting Person: Vadakkedath Sudheesh Nair (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-11 | Class A Common Stock | M | 25000 | $3.20 | Acquired | 110519 | Direct |
| 2017-09-11 | Class A Common Stock | S | 25000 | $21.82 | Disposed | 85519 | Direct |
| 2017-09-12 | Class A Common Stock | J | 200000 | — | Acquired | 285519 | Direct |
| 2017-09-12 | Class A Common Stock | M | 25000 | $3.20 | Acquired | 310519 | Direct |
| 2017-09-12 | Class A Common Stock | S | 25000 | $21.99 | Disposed | 285519 | Direct |
| 2017-09-13 | Class A Common Stock | M | 25000 | $3.20 | Acquired | 310519 | Direct |
| 2017-09-13 | Class A Common Stock | S | 25000 | $21.82 | Disposed | 285519 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | Employee Stock Option (right to buy) | $3.2 | M | 25000 | Disposed | 2024-05-19 | Class B Common Stock (25000.0) | Direct |
| 2017-09-12 | Class B Common Stock | $ | J | 200000 | Disposed | Class A Common Stock (200000.0) | Direct | |
| 2017-09-12 | Employee Stock Option (right to buy) | $3.2 | M | 25000 | Disposed | 2024-05-19 | Class B Common Stock (25000.0) | Direct |
| 2017-09-13 | Employee Stock Option (right to buy) | $3.2 | M | 25000 | Disposed | 2024-05-19 | Class B Common Stock (25000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: Reporting person has elected to convert to Class A Common Stock.
F3: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.
F4: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
F5: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.