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Nutanix, Inc. — Director's Dealing 2017
Sep 19, 2017
30285_dirs_2017-09-19_f4bbf0e6-3fcc-4fa0-a2fe-53a057b25531.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-09-15
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-15 | Class A Common Stock | M | 12500 | — | Acquired | 89000 | Direct |
| 2017-09-18 | Class A Common Stock | F | 6609 | $22.0673 | Disposed | 82391 | Direct |
| 2017-09-19 | Class A Common Stock | S | 5891 | $22.3893 | Disposed | 76500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-15 | Restricted Stock Units | $ | M | 12500 | Disposed | Class A Common Stock (12500.0) | Direct |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.
F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $22.26 to $22.87. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
F5: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.