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Nutanix, Inc. — Director's Dealing 2017
Oct 3, 2017
30285_dirs_2017-10-03_0c5349d6-207f-40a4-a221-6eda1691932c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-09-29
Reporting Person: Vadakkedath Sudheesh Nair (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-29 | Class A Common Stock | M | 25000 | $3.20 | Acquired | 311519 | Direct |
| 2017-09-29 | Class A Common Stock | S | 25000 | $22.41 | Disposed | 286519 | Direct |
| 2017-10-01 | Class A Common Stock | M | 25000 | — | Acquired | 311519 | Direct |
| 2017-10-02 | Class A Common Stock | F | 13189 | $22.1587 | Disposed | 298330 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-29 | Employee Stock Option (right to buy) | $3.2 | M | 25000 | Disposed | 2024-05-19 | Class B Common Stock (25000.0) | Direct |
| 2017-10-01 | Restricted Stock Units | $ | M | 25000 | Disposed | Class A Common Stock (25000.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons' Restricted Stock Units, or RSUs.
F3: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.
F4: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
F5: Each RSU represents a contingent right to receive one share of Issuer common stock.
F6: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.