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Nutanix, Inc. Director's Dealing 2017

Oct 3, 2017

30285_dirs_2017-10-03_0c5349d6-207f-40a4-a221-6eda1691932c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-09-29

Reporting Person: Vadakkedath Sudheesh Nair (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-29 Class A Common Stock M 25000 $3.20 Acquired 311519 Direct
2017-09-29 Class A Common Stock S 25000 $22.41 Disposed 286519 Direct
2017-10-01 Class A Common Stock M 25000 Acquired 311519 Direct
2017-10-02 Class A Common Stock F 13189 $22.1587 Disposed 298330 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-29 Employee Stock Option (right to buy) $3.2 M 25000 Disposed 2024-05-19 Class B Common Stock (25000.0) Direct
2017-10-01 Restricted Stock Units $ M 25000 Disposed Class A Common Stock (25000.0) Direct

Footnotes

F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons' Restricted Stock Units, or RSUs.

F3: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

F5: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.