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Nutanix, Inc. Director's Dealing 2017

Oct 17, 2017

30285_dirs_2017-10-17_a5e49acc-bca1-4e93-ad2d-47f582b0962d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-10-13

Reporting Person: Potti Sunil (Chief Product/Development Ofcr)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-13 Class A Common Stock M 43750 Acquired 158353 Direct
2017-10-16 Class A Common Stock S 10000 $26.8691 Disposed 148353 Direct
2017-10-17 Class A Common Stock F 17938 $26.51 Disposed 130415 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-13 Restricted Stock Units $ M 43750 Disposed Class A Common Stock (43750.0) Direct

Footnotes

F1: Number of shares owned includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.54 to $27.48. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F4: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.

F5: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.