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Nutanix, Inc. — Director's Dealing 2017
Oct 17, 2017
30285_dirs_2017-10-17_a5e49acc-bca1-4e93-ad2d-47f582b0962d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-10-13
Reporting Person: Potti Sunil (Chief Product/Development Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-13 | Class A Common Stock | M | 43750 | — | Acquired | 158353 | Direct |
| 2017-10-16 | Class A Common Stock | S | 10000 | $26.8691 | Disposed | 148353 | Direct |
| 2017-10-17 | Class A Common Stock | F | 17938 | $26.51 | Disposed | 130415 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-13 | Restricted Stock Units | $ | M | 43750 | Disposed | Class A Common Stock (43750.0) | Direct |
Footnotes
F1: Number of shares owned includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.54 to $27.48. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.
F5: Each RSU represents a contingent right to receive one share of Issuer common stock.
F6: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.