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Nutanix, Inc. — Director's Dealing 2017
Nov 14, 2017
30285_dirs_2017-11-14_01055401-def6-45a9-b31b-25a6ffd8d564.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-11-10
Reporting Person: Long Kenneth W III (VP, Corporate Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-10 | Class A Common Stock | M | 30000 | $1.22 | Acquired | 242117 | Direct |
| 2017-11-10 | Class A Common Stock | S | 30000 | $29.1089 | Disposed | 212117 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-10 | Employee Stock Option (right to buy) | $1.22 | M | 30000 | Disposed | 2023-06-07 | Class A Common Stock (30000.0) | Direct |
Footnotes
F1: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $29.00 to $29.41. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The option was fully vested and exercisable as of May 29, 2017.