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Nutanix, Inc. — Director's Dealing 2017
Nov 28, 2017
30285_dirs_2017-11-28_f7d1cf86-0e02-469c-a907-ef49df11106e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-11-24
Reporting Person: Long Kenneth W III (VP, Corporate Controller & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-24 | Class A Common Stock | M | 915 | $1.22 | Acquired | 213032 | Direct |
| 2017-11-24 | Class A Common Stock | M | 21006 | $3.20 | Acquired | 234038 | Direct |
| 2017-11-24 | Class A Common Stock | S | 30000 | $34.0049 | Disposed | 204038 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-24 | Employee Stock Option (right to buy) | $1.22 | M | 915 | Disposed | 2023-06-07 | Class A Common Stock (915.0) | Direct |
| 2017-11-24 | Employee Stock Option (right to buy) | $3.2 | M | 21006 | Disposed | 2024-05-19 | Class A Common Stock (21006.0) | Direct |
Footnotes
F1: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.00 to $34.07. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The option was fully vested and exercisable on May 29, 2017.
F4: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.