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Nutanix, Inc. — Director's Dealing 2017
Dec 12, 2017
30285_dirs_2017-12-11_88cd29d4-cea0-4b8d-903d-8cd3c9bb7f19.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-12-07
Reporting Person: Scarpelli Michael (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-07 | Class A Common Stock | M | 55300 | $2.09 | Acquired | 55300 | Direct |
| 2017-12-07 | Class A Common Stock | S | 55300 | $35.1648 | Disposed | 0 | Direct |
| 2017-12-11 | Class A Common Stock | M | 94700 | $2.09 | Acquired | 94700 | Direct |
| 2017-12-11 | Class A Common Stock | S | 94700 | $35.9823 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 | Stock Option (right to buy) | $2.09 | M | 55300 | Disposed | 2024-03-04 | Class B Common Stock (55300.0) | Direct |
| 2017-12-11 | Stock Option (right to buy) | $2.09 | M | 94700 | Disposed | 2024-03-04 | Class B Common Stock (94700.0) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.35. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.78 to $36.23. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on January 11, 2014.
F4: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.