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Nutanix, Inc. — Director's Dealing 2017
Dec 18, 2017
30285_dirs_2017-12-18_540e8726-1d3b-4385-87e8-a2aff11317c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-12-14
Reporting Person: Williams Duston (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-14 | Class A Common Stock | M | 150000 | $3.20 | Acquired | 239227 | Direct |
| 2017-12-14 | Class A Common Stock | S | 150000 | $35.3962 | Disposed | 89227 | Direct |
| 2017-12-15 | Class A Common Stock | M | 150000 | $3.20 | Acquired | 239227 | Direct |
| 2017-12-15 | Class A Common Stock | S | 150000 | $35.328 | Disposed | 89227 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-14 | Employee Stock Option (right to buy) | $3.2 | M | 150000 | Disposed | 2024-06-18 | Class B Common Stock (150000.0) | Direct |
| 2017-12-15 | Employee Stock Option (right to buy) | $3.2 | M | 150000 | Disposed | 2024-06-18 | Class B Common Stock (150000.0) | Direct |
Footnotes
F1: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.30 to $35.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.57. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018.
F5: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.