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Nutanix, Inc. Director's Dealing 2017

Dec 18, 2017

30285_dirs_2017-12-18_540e8726-1d3b-4385-87e8-a2aff11317c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-12-14

Reporting Person: Williams Duston (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-12-14 Class A Common Stock M 150000 $3.20 Acquired 239227 Direct
2017-12-14 Class A Common Stock S 150000 $35.3962 Disposed 89227 Direct
2017-12-15 Class A Common Stock M 150000 $3.20 Acquired 239227 Direct
2017-12-15 Class A Common Stock S 150000 $35.328 Disposed 89227 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-14 Employee Stock Option (right to buy) $3.2 M 150000 Disposed 2024-06-18 Class B Common Stock (150000.0) Direct
2017-12-15 Employee Stock Option (right to buy) $3.2 M 150000 Disposed 2024-06-18 Class B Common Stock (150000.0) Direct

Footnotes

F1: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.30 to $35.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.57. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F4: The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018.

F5: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.