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Nutanix, Inc. — Director's Dealing 2017
Dec 20, 2017
30285_dirs_2017-12-19_917da905-8d65-49fa-80a3-8e34a8ecb046.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2017-12-15
Reporting Person: Sangster David (EVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-15 | Class A Common Stock | M | 12500 | — | Acquired | 12500 | Direct |
| 2017-12-18 | Class A Common Stock | F | 6608 | $36.03 | Disposed | 5892 | Direct |
| 2017-12-19 | Class A Common Stock | S | 5892 | $36.3197 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | Restricted Stock Units | $ | M | 12500 | Disposed | Class A Common Stock (12500.0) | Direct |
Footnotes
F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.
F2: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.99 to $36.74. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
F4: Each RSU represents a contingent right to receive one share of Issuer common stock.
F5: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.