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Nutanix, Inc. Director's Dealing 2016

Sep 30, 2016

30285_dirs_2016-09-29_4b0d8f47-ebda-4287-bd25-4fbf3d32a68f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2016-09-29

Reporting Person: Williams Duston (Chief Financial Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $3.20 2024-06-18 Common Stock (1255000) Direct
Restricted Stock Units $ Common Stock (505000) Direct

Footnotes

F1: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016.

F2: Each share of common stock shall be reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3: On June 9, 2017, 205,000 of the restricted stock units, or RSUs, vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.

F4: Each RSU represents a contingent right to receive one share of Issuer common stock.