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Nutanix, Inc. Director's Dealing 2016

Sep 30, 2016

30285_dirs_2016-09-29_68ef9cc1-ddfe-434f-bac9-e980c6455586.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2016-09-29

Reporting Person: Mirani Rajiv (SVP, Engineering)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 250000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $1.22 2023-07-16 Common Stock (250000) Direct
Employee Stock Option (right to buy) $3.20 2024-05-19 Common Stock (300000) Direct

Footnotes

F1: Each share of common stock shall be reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F2: An option to purchase 500,000 shares was granted on July 17, 2013 and was exercised in part prior to the date on which the Reporting Person became subject to Section 16. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

F3: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 36 equal monthly installments beginning on May 1, 2016.