AI assistant
Nutanix, Inc. — Director's Dealing 2016
Oct 6, 2016
30285_dirs_2016-10-05_95b67088-0a8b-4a58-8a79-9e805ad8072d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2016-10-05
Reporting Person: Williams Duston (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-05 | Employee Stock Option (right to buy) | $3.20 | J | 1255000 | Disposed | 2024-06-18 | Common Stock (1255000) | Direct |
| 2016-10-05 | Employee Stock Option (right to buy) | $3.20 | J | 1255000 | Acquired | 2024-06-18 | Class B Common Stock (1255000) | Direct |
| 2016-10-05 | Restricted Stock Units | $ | J | 505000 | Disposed | Common Stock (505000) | Direct | |
| 2016-10-05 | Restricted Stock Units | $ | J | 505000 | Acquired | Class B Common Stock (505000) | Direct |
Footnotes
F1: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
F2: The option is subject to an early exercise provision and is immediately exercisable. As of the date of this report, 795,625 shares subject to the option are fully vested and the remaining 459,375 shares vest in 21 equal monthly installments beginning on October 9, 2016.
F3: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
F4: On June 9, 2017, 205,000 RSUs vest and become issuable and the remaining RSUs vest in 12 equal quarterly installments beginning on March 15, 2018.