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Nutanix, Inc. Director's Dealing 2016

Oct 6, 2016

30285_dirs_2016-10-05_8e9dbd46-31df-4a8c-974c-d4034ef96c87.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2016-10-05

Reporting Person: Potti Sunil (Chief Product/Development Ofcr)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-10-05 Restricted Stock Units $ J 800000 Disposed Common Stock (800000) Direct
2016-10-05 Restricted Stock Units $ J 800000 Acquired Class B Common Stock (800000) Direct

Footnotes

F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.