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Nutanix, Inc. — Director's Dealing 2016
Oct 6, 2016
30285_dirs_2016-10-05_8e9dbd46-31df-4a8c-974c-d4034ef96c87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2016-10-05
Reporting Person: Potti Sunil (Chief Product/Development Ofcr)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-05 | Restricted Stock Units | $ | J | 800000 | Disposed | Common Stock (800000) | Direct | |
| 2016-10-05 | Restricted Stock Units | $ | J | 800000 | Acquired | Class B Common Stock (800000) | Direct |
Footnotes
F1: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
F2: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.
F3: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.