AI assistant
NUSCALE POWER Corp — Director's Dealing 2023
Feb 23, 2023
30967_dirs_2023-02-23_e65a2b4a-0578-431c-8976-6dc7dc17e11f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: NUSCALE POWER Corp (SMR)
CIK: 0001822966
Period of Report: 2023-02-13
Reporting Person: Murgo Rudy (Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-13 | Class A Common Stock | M | 12269 | $6.41 | Acquired | 20063 | Direct |
| 2023-02-13 | Class A Common Stock | M | 5773 | $6.41 | Acquired | 25836 | Direct |
| 2023-02-13 | Class A Common Stock | M | 2815 | $9.53 | Acquired | 7854 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-13 | Employee Stock Option (right to buy) | $6.41 | M | 12269 | Disposed | 2031-03-31 | Class A Common Stock (12269.0) | Direct |
| 2023-02-13 | Employee Stock Option (right to buy) | $6.41 | M | 5773 | Disposed | 2031-10-07 | Class A Common Stock (5773.0) | Direct |
| 2023-02-13 | Employee Stock Option (right to buy) | $9.53 | M | 2815 | Disposed | 2032-01-04 | Class A Common Stock (2815.0) | Direct |
Footnotes
F1: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.
F2: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.
F3: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F4: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
F5: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.