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NUSCALE POWER Corp Director's Dealing 2023

Feb 23, 2023

30967_dirs_2023-02-23_e65a2b4a-0578-431c-8976-6dc7dc17e11f.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: NUSCALE POWER Corp (SMR)
CIK: 0001822966
Period of Report: 2023-02-13

Reporting Person: Murgo Rudy (Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-13 Class A Common Stock M 12269 $6.41 Acquired 20063 Direct
2023-02-13 Class A Common Stock M 5773 $6.41 Acquired 25836 Direct
2023-02-13 Class A Common Stock M 2815 $9.53 Acquired 7854 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-13 Employee Stock Option (right to buy) $6.41 M 12269 Disposed 2031-03-31 Class A Common Stock (12269.0) Direct
2023-02-13 Employee Stock Option (right to buy) $6.41 M 5773 Disposed 2031-10-07 Class A Common Stock (5773.0) Direct
2023-02-13 Employee Stock Option (right to buy) $9.53 M 2815 Disposed 2032-01-04 Class A Common Stock (2815.0) Direct

Footnotes

F1: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023.

F2: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022.

F3: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

F4: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

F5: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.