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NUSCALE POWER Corp — Director's Dealing 2023
Mar 10, 2023
30967_dirs_2023-03-10_58bd1fd6-e239-442c-8cc2-0892009fd112.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NUSCALE POWER Corp (SMR)
CIK: 0001822966
Period of Report: 2023-03-10
Reporting Person: Murgo Rudy (Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-10 | Class A Common Stock | M | 361 | $6.41 | Acquired | 7352 | Direct |
| 2023-03-10 | Class A Common Stock | M | 360 | $6.41 | Acquired | 7712 | Direct |
| 2023-03-10 | Class A Common Stock | M | 216 | $9.53 | Acquired | 7928 | Direct |
| 2023-03-10 | Class A Common Stock | S | 800 | $9.6589 | Disposed | 7128 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-10 | Employee Stock Option (right to buy) | $6.41 | M | 361 | Disposed | 2031-03-31 | Class A Common Stock (361.0) | Direct |
| 2023-03-10 | Employee Stock Option (right to buy) | $6.41 | M | 360 | Disposed | 2031-10-07 | Class A Common Stock (360.0) | Direct |
| 2023-03-10 | Employee Stock Option (right to buy) | $9.53 | M | 216 | Disposed | 2032-01-04 | Class A Common Stock (216.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.66, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F3: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
F4: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.