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NUSCALE POWER Corp Director's Dealing 2023

Mar 10, 2023

30967_dirs_2023-03-10_58bd1fd6-e239-442c-8cc2-0892009fd112.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NUSCALE POWER Corp (SMR)
CIK: 0001822966
Period of Report: 2023-03-10

Reporting Person: Murgo Rudy (Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-10 Class A Common Stock M 361 $6.41 Acquired 7352 Direct
2023-03-10 Class A Common Stock M 360 $6.41 Acquired 7712 Direct
2023-03-10 Class A Common Stock M 216 $9.53 Acquired 7928 Direct
2023-03-10 Class A Common Stock S 800 $9.6589 Disposed 7128 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-10 Employee Stock Option (right to buy) $6.41 M 361 Disposed 2031-03-31 Class A Common Stock (361.0) Direct
2023-03-10 Employee Stock Option (right to buy) $6.41 M 360 Disposed 2031-10-07 Class A Common Stock (360.0) Direct
2023-03-10 Employee Stock Option (right to buy) $9.53 M 216 Disposed 2032-01-04 Class A Common Stock (216.0) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.66, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

F3: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

F4: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.